is an award-winning compliance consultancy based in London and New York, that specialises in providing pragmatic and integrated advice to financial services firms regarding FCA, SEC, CFTC and related regulations.
MiFID II is approaching. Our team of senior consultants can assist you with all aspects of your MiFID II transition.
We offer a comprehensive service for firms seeking to be authorised by the FCA or registered with the SEC or the NFA.
Ongoing Compliance & Support
We provide a wide range of compliance monitoring and support services, including a comprehensive initial assessment to learn about your business, identify any priorities and determine your monitoring schedule.
Ad Hoc Compliance Services
Perhaps you need a bit of specialist advice, a mock audit or a review of your current compliance programme. We can provide the expertise to fulfil your compliance project.
Robert Quinn Advisory LLP is a regulatory and marketing platform that gives financial services firms the opportunity to carry out certain regulated activities under their own name.
Training your staff about the current compliance environment is key to your success. Instructor-led courses covering an array of compliance aspects are available to our clients.
622 Third Avenue, 6th Floor New York, New York 10017
Phone: +1 (646) 751-8726
If you are interested in joining our team please send us your CV with a covering letter outlining your interest in joining Robert Quinn Consulting, and how your talents will complement and enhance our capabilities.