MiFID II is approaching.  Our team of senior consultants can assist you with all aspects of your MiFID II transition.

Available Services

Applications / Registrations

We offer a comprehensive service for firms seeking to be authorised by the FCA or registered with the SEC or the NFA.

Ongoing Compliance & Support

We provide a wide range of compliance monitoring and support services, including a comprehensive initial assessment to learn about your business, identify any priorities and determine your monitoring schedule.

Ad Hoc Compliance Services

Perhaps you need a bit of specialist advice, a mock audit or a review of your current compliance programme.  We can provide the expertise to fulfil your compliance project.

Appointed Representative

Robert Quinn Advisory LLP is a regulatory and marketing platform that gives financial services firms the opportunity to carry out certain regulated activities under their own name.

Compliance Training

Training your staff about the current compliance environment is key to your success.  Instructor-led courses covering an array of compliance aspects are available to our clients.

Why us?

Robert Quinn Consulting is an award winning consultancy known for our integrated regulatory advice.  Founded in 2007, we are proud to be independently owned and we are obsessed with customer service.

We differentiate ourselves by focusing on quality. We take care of our clients and we take care of our consultants. The results speak for themselves.

We are fluent in U.K. and U.S. regulations.

Our team consists of senior lawyers and in-house compliance officers who understand your business and can provide tailored, pragmatic solutions. We are highly collaborative so you’ll benefit from the expertise of a number of our team members.

Your success is our success.

Experienced & High Calibre

With an average of 17 years’ experience, our consultants have expertise in every area of financial compliance

Bespoke

We provide specialised guidance for each client, which adheres to all applicable rules and regulations: we do not take a one-size-fits all approach

Comprehensive

Our offering, which goes beyond traditional compliance services, provides a practical approach to asset managers, hedge funds, and financial services firms

Long Term

Our approach is to have strong, aligned partnerships with our clients, underpinned by our commitment to client service

Awards

 

Short Listed