Robert Quinn is an experienced FCA regulatory consultant and can help with your existing FCA application or ongoing requirements.
We can provide a wide range of services, and integrate our advice with your U.S. obligations as well:
FCA Applications, Variation of Permission & Change of Control
We offer a premium service to manage your applications, draft the content to meet the FCA’s expectations, communicate with the regulator and provide the appropriate policies and procedures.
We provide a wide range of FCA compliance monitoring services where we visit you on a weekly, monthly or quarterly basis. We also can provide CF10 support in certain situations. We typically like to work with clients on an ongoing basis because it allows us to better understand your business.
We kick off our ongoing monitoring services with a comprehensive initial assessment to learn about your business and identify any priorities.